Securities Regulation Cases and Materials 6th Edition PDF Download Ebook. James D. Cox uses well-crafted and interesting problem exercises to engage students in the theory and applications of securities regulation. It discusses electronic voting and new forms of shareholder communication in proxy regulation with full integration of the substantial SEC rule changes that affect resales of securities.
The strengths of this casebook continue to be balance of practice and doctrine from leading authorities, highly flexible organizational structure that adapts to a variety of teaching approaches, wealth of interesting problems that present opportunities for students to apply legal concepts and reinforce their understanding.
Author offers smart, straightforward writing style, timely supplementation by the authors' own Annual Statutory Supplement and Case Supplement with outstanding coverage of the 1933 and 1934 Acts. Updated throughout, the book offers coverage of recent cases on pleading securities fraud following the Supreme Court’s decision in Tellabs, the D.C. Circuit’s rebuffs to the SEC in their regulation of broker-dealers, investment advisers, and mutual funds.
The significant developments in SEC internal procedures related to enforcement actions are described with expanding regulation of the municipal securities markets, substantial compliance with Reg. D and unincorporated associations as securities. Authored by respected leaders who understand the importance of balancing practice and doctrine, this casebook's clear writing and modular chapters make for an excellent classroom experience.
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